Wesley Moore

Wesley Moore is Founder and Chief Executive Officer of Quarule, Inc.

Wes is a career Compliance and Risk Program Director with perspective from direct global experience building tools, programs, and teams to prevent, identify, and remediate risks in exchanges, banks, broker-dealers, futures commission merchants, and swap dealers. Through Quarule, Wes is leading a transformation in how firms will assure themselves, and certify to regulators, that they are operating legally and following applicable requirements.

Experience

Over his career, Wes has led the development and operation of enterprise scale compliance programs in international capital markets financial institutions. He recently completed 13 years of service at Wells Fargo Securities, and its predecessor companies, as Managing Director for Compliance Controls and Infrastructure, where he was accountable to manage compliance policy, oversight controls, annual certifications of compliance, registrations, and enterprise risk reporting functions. He is qualified as a FINRA Compliance Official and General Securities Principal, Series 24, 14, 7, 65, 99, and previously the 3, 6, 9, 10 and 27.

Education

Wes has an M.S. in Technology Management from University of Maryland, University College, and a B.A. in Economics from University of North Carolina at Chapel Hill.